Guideline 5
Dimensions of performance and assessment criteria
To assess the performance of researchers, a multidimensional approach is called for; in addition to academic and scientific achievements, other aspects may be taken into consideration. Performance is assessed primarily on the basis of qualitative measures, while quantitative indicators may be incorporated into the overall assessment only with appropriate differentiation and reflection. Where provided voluntarily, individual circumstances stated in curricula vitae – as well as the categories specified in the German General Equal Treatment Act (Allgemeines Gleichbehandlungsgesetz) – are taken into account when forming a judgement.
Explanations:
High-quality research is oriented towards criteria specific to individual disciplines. In addition to the generation of and critical reflection on findings, other aspects of performance are taken into consideration in the evaluation process. Examples include involvement in teaching, academic self-governance, public relations, and knowledge and technology transfer; contributions to the general good of society may also be recognised. An individual’s approach to research, such as an openness to new findings and a willingness to take risks, is also considered. Appropriate allowance is made for periods of absence due to personal, family or health reasons or for prolonged training or qualification phases resulting from such periods, and for alternative career paths or similar circumstances.
Comments - General (3)
Avoidance of (implicit) bias in assessment and decision-making processes
19.06.2023 – Judgements and contributions to discussions should be carefully considered with regard to possible bias.
Comment on: GL3 (General) , GL4 (General) , GL5 (General) , GL16 (General)
Recognition of individual achievements
03.12.2020 – Individual achievements should be adequately recognised.
Comment on: GL5 (General)
Individual performance assessment and exclusion of discrimination
03.12.2020 – The academic evaluation of persons may only be based on their individual academic performance. In addition to avoiding legally prohibited discrimination, this also serves to ensure a purely qualitative selection.
Comment on: GL5 (General)